Financial advisors in New York

528 SEC-registered advisory firms based in New York, ranked by assets under management. Compare fees and fiduciary status, or get matched with your best fit in about 2 minutes.

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Top cities in New York

New York (453)Rochester (7)Buffalo (5)Purchase (3)Woodbury (3)Pittsford (3)Melville (3)Tarrytown (2)Rye Brook (2)New York City (2)Williamsville (2)Rockville Centre (2)Garden City (2)Syracuse (2)White Plains (2)Troy (2)

New York advisory firms by assets

Merrill Lynch, Pierce, Fenner & Smith Incorporated logo
Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY · CRD #7691

$1.8T AUM·5.8M accounts·Fee-based

Morgan Stanley logo
Morgan Stanley

Purchase, NY · CRD #149777

$2.0T AUM·3.2M accounts·Fee-based

Goldman Sachs Asset Management, L.P. logo
Goldman Sachs Asset Management, L.P.

New York, NY · CRD #107738

$2.6T AUM·264k accounts·Fee-based

J.P. Morgan Investment Management INC. logo
J.P. Morgan Investment Management INC.

New York, NY · CRD #107038

$3.5T AUM·132k accounts·Fee-based

J.P. Morgan Securities LLC logo
J.P. Morgan Securities LLC

New York, NY · CRD #79

$430B AUM·1.4M accounts·Fee-only

Ubs Asset Management (Americas) LLC logo
Ubs Asset Management (Americas) LLC

New York, NY · CRD #106838

$588B AUM·434k accounts·Fee-based

Rbc Capital Markets, LLC logo
Rbc Capital Markets, LLC

New York, NY · CRD #31194

$310B AUM·606k accounts·Fee-based

Morgan Stanley Investment Management INC. logo
Morgan Stanley Investment Management INC.

New York, NY · CRD #110353

$702B AUM·23k accounts·Fee-based

Neuberger Berman Investment Advisers LLC

New York, NY · CRD #124687

$399B AUM·44k accounts·Fee-based

J.P. Morgan Private Investments INC. logo
J.P. Morgan Private Investments INC.

New York, NY · CRD #110186

$470B AUM·1.4M accounts·Fee-only

Blackrock Financial Management, INC

New York, NY · CRD #107105

$1.6T AUM·2.3k accounts·Fee-based

Rockefeller Capital Management

New York, NY · CRD #291361

$100B AUM·98k accounts·Fee-based

Goldman Sachs & Co. LLC

New York, NY · CRD #361

$134B AUM·46k accounts·Fee-based

Cerity Partners LLC logo
Cerity Partners LLC

New York, NY · CRD #151559

$162B AUM·27k accounts·Fee-based

Eagle Strategies LLC logo
Eagle Strategies LLC

New York, NY · CRD #110826

$32B AUM·264k accounts·Fee-based

Equitable Advisors, LLC logo
Equitable Advisors, LLC

New York, NY · CRD #6627

$42B AUM·147k accounts·Fee-based

Citigroup Global Markets INC. logo
Citigroup Global Markets INC.

New York, NY · CRD #7059

$56B AUM·82k accounts·Fee-based

Apollo Capital Management, L.P.

New York, NY · CRD #143161

$718B AUM·822 accounts·Fee-only

Advice and Planning Services

New York, NY · CRD #20472

$38B AUM·73k accounts·Fee-only

Oppenheimer & Co. INC. logo
Oppenheimer & Co. INC.

New York, NY · CRD #249

$37B AUM·58k accounts·Fee-based

Park Avenue Securities LLC logo
Park Avenue Securities LLC

New York, NY · CRD #46173

$20B AUM·86k accounts·Fee-based

Lazard Asset Management LLC logo
Lazard Asset Management LLC

New York, NY · CRD #122836

$121B AUM·5.1k accounts·Fee-based

Goldman Sachs Wealth Services, L.P.

Cohoes, NY · CRD #106693

$32B AUM·36k accounts·Fee-based

Voya Investment Management Co. LLC

New York, NY · CRD #106494

$275B AUM·519 accounts·Fee-only

Kohlberg Kravis Roberts & Co. L.P. logo
Kohlberg Kravis Roberts & Co. L.P.

New York, NY · CRD #144533

$400B AUM·261 accounts·Fee-only

Wealthspire Advisors

New York, NY · CRD #106181

$34B AUM·11k accounts·Fee-based

Rbc Rochdale, LLC

New York, NY · CRD #117198

$73B AUM·43k accounts·Fee-based

Rockefeller Capital Management logo
Rockefeller Capital Management

New York, NY · CRD #294197

$37B AUM·11k accounts·Fee-based

Blackrock Advisors, LLC

New York, NY · CRD #106614

$1.1T AUM·305 accounts·Fee-only

Betterment

New York, NY · CRD #149117

$70B AUM·1.4M accounts·Fee-only

Teachers Advisors, LLC

New York, NY · CRD #107157

$436B AUM·133 accounts·Fee-based

Millennium Management LLC logo
Millennium Management LLC

New York, NY · CRD #158117

$721B AUM·35 accounts·Fee-only

Citizens Private Wealth logo
Citizens Private Wealth

Tarrytown, NY · CRD #106743

$16B AUM·14k accounts·Fee-based

Hps Investment Partners, LLC logo
Hps Investment Partners, LLC

New York, NY · CRD #282125

$176B AUM·309 accounts·Fee-only

Tpg Angelo Gordon

New York, NY · CRD #131940

$116B AUM·366 accounts·Fee-only

General Atlantic Service Company, L.P. logo
General Atlantic Service Company, L.P.

New York, NY · CRD #133536

$125B AUM·334 accounts·Fee-only

Guggenheim Partners Investment Management, LLC

New York, NY · CRD #137432

$241B AUM·448 accounts·Fee-based

Td Private Client Wealth LLC logo
Td Private Client Wealth LLC

New York, NY · CRD #164484

$8.6B AUM·26k accounts·Fee-only

Nyl Investors LLC logo
Nyl Investors LLC

New York, NY · CRD #169553

$329B AUM·106 accounts·Fee-based

Oppenheimer Asset Management logo
Oppenheimer Asset Management

New York, NY · CRD #105559

$21B AUM·58k accounts·Fee-based

Showing the 40 largest of 528 firms in New York. Get matched to see the ones that fit you.

Firms compiled from public SEC Form ADV filings and ranked by reported regulatory AUM. AdvisoryReviews is an independent comparison service, not affiliated with or endorsed by any firm listed. Verify current details at adviserinfo.sec.gov.

Choosing an advisor in New York

How many financial advisors are in New York?

AdvisoryReviews lists 528 SEC-registered advisory firms based in New York, compiled from public Form ADV filings. The largest by assets appear first. Use the free match tool to narrow them to the ones that fit your situation.

How do I verify a financial advisor in New York?

Every firm here links to its official record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov). Check registration status, Form ADV, and any disclosures there before engaging anyone.

What does a financial advisor cost in New York?

Fees vary by firm and model. Fee-only firms charge you directly (a percentage of assets, a flat fee, or hourly); fee-based firms may also earn commissions. Each firm profile shows its disclosed fee arrangements. The industry all-in average is around 1.25%.

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