J.P. Morgan Securities LLC
New York, NY·SEC-registered · CRD #79
J.P. Morgan Securities LLC is an SEC-registered investment advisory firm in New York, NY managing $430B across 1.4M client accounts, with 8.5k advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$430B
Client accounts
1.4M
Advisory staff
8.5k
Fee model
Fee-only
How J.P. Morgan Securities LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about J.P. Morgan Securities LLC
How much does J.P. Morgan Securities LLC manage?
Per its most recent SEC Form ADV filing (06/30/2026), J.P. Morgan Securities LLC reports $430B in regulatory assets under management across roughly 1.4M client accounts.
How does J.P. Morgan Securities LLC charge?
J.P. Morgan Securities LLC is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is J.P. Morgan Securities LLC a fiduciary?
Yes. J.P. Morgan Securities LLC is registered with the U.S. Securities and Exchange Commission (CRD #79), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is J.P. Morgan Securities LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks J.P. Morgan Securities LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from J.P. Morgan Securities LLC's public SEC Form ADV filing (CRD #79, filed 06/30/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of J.P. Morgan Securities LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with J.P. Morgan Securities LLC? Claim this profile.