Guggenheim Partners Investment Management, LLC
New York, NY·SEC-registered · CRD #137432
Guggenheim Partners Investment Management, LLC is an SEC-registered investment advisory firm in New York, NY managing $241B across 448 client accounts, with 166 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$241B
Client accounts
448
Advisory staff
166
Fee model
Fee-based
How Guggenheim Partners Investment Management, LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Guggenheim Partners Investment Management, LLC
How much does Guggenheim Partners Investment Management, LLC manage?
Per its most recent SEC Form ADV filing (03/31/2026), Guggenheim Partners Investment Management, LLC reports $241B in regulatory assets under management across roughly 448 client accounts.
How does Guggenheim Partners Investment Management, LLC charge?
Guggenheim Partners Investment Management, LLC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Guggenheim Partners Investment Management, LLC a fiduciary?
Yes. Guggenheim Partners Investment Management, LLC is registered with the U.S. Securities and Exchange Commission (CRD #137432), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Guggenheim Partners Investment Management, LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Guggenheim Partners Investment Management, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Guggenheim Partners Investment Management, LLC's public SEC Form ADV filing (CRD #137432, filed 03/31/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Guggenheim Partners Investment Management, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Guggenheim Partners Investment Management, LLC? Claim this profile.