Rbc Capital Markets, LLC
New York, NY·SEC-registered · CRD #31194
Rbc Capital Markets, LLC is an SEC-registered investment advisory firm in New York, NY managing $310B across 606k client accounts, with 5.9k advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$310B
Client accounts
606k
Advisory staff
5.9k
Fee model
Fee-based
How Rbc Capital Markets, LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Rbc Capital Markets, LLC
How much does Rbc Capital Markets, LLC manage?
Per its most recent SEC Form ADV filing (06/30/2026), Rbc Capital Markets, LLC reports $310B in regulatory assets under management across roughly 606k client accounts.
How does Rbc Capital Markets, LLC charge?
Rbc Capital Markets, LLC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Rbc Capital Markets, LLC a fiduciary?
Yes. Rbc Capital Markets, LLC is registered with the U.S. Securities and Exchange Commission (CRD #31194), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Rbc Capital Markets, LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Rbc Capital Markets, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Rbc Capital Markets, LLC's public SEC Form ADV filing (CRD #31194, filed 06/30/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Rbc Capital Markets, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Rbc Capital Markets, LLC? Claim this profile.