Oppenheimer & Co. INC.
New York, NY·SEC-registered · CRD #249
Oppenheimer & Co. INC. is an SEC-registered investment advisory firm in New York, NY managing $37B across 58k client accounts, with 1.2k advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$37B
Client accounts
58k
Advisory staff
1.2k
Fee model
Fee-based
How Oppenheimer & Co. INC. is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Oppenheimer & Co. INC.
How much does Oppenheimer & Co. INC. manage?
Per its most recent SEC Form ADV filing (06/23/2026), Oppenheimer & Co. INC. reports $37B in regulatory assets under management across roughly 58k client accounts.
How does Oppenheimer & Co. INC. charge?
Oppenheimer & Co. INC. is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions, Performance-based. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Oppenheimer & Co. INC. a fiduciary?
Yes. Oppenheimer & Co. INC. is registered with the U.S. Securities and Exchange Commission (CRD #249), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Oppenheimer & Co. INC. taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Oppenheimer & Co. INC. and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Oppenheimer & Co. INC.'s public SEC Form ADV filing (CRD #249, filed 06/23/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Oppenheimer & Co. INC.. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Oppenheimer & Co. INC.? Claim this profile.