Oppenheimer Asset Management
New York, NY·SEC-registered · CRD #105559
Oppenheimer Asset Management is an SEC-registered investment advisory firm in New York, NY managing $21B across 58k client accounts, with 129 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$21B
Client accounts
58k
Advisory staff
129
Fee model
Fee-based
How Oppenheimer Asset Management is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Oppenheimer Asset Management
How much does Oppenheimer Asset Management manage?
Per its most recent SEC Form ADV filing (03/19/2026), Oppenheimer Asset Management reports $21B in regulatory assets under management across roughly 58k client accounts.
How does Oppenheimer Asset Management charge?
Oppenheimer Asset Management is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Oppenheimer Asset Management a fiduciary?
Yes. Oppenheimer Asset Management is registered with the U.S. Securities and Exchange Commission (CRD #105559), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Oppenheimer Asset Management taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Oppenheimer Asset Management and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Oppenheimer Asset Management's public SEC Form ADV filing (CRD #105559, filed 03/19/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Oppenheimer Asset Management. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Oppenheimer Asset Management? Claim this profile.