Wells Fargo Investment Institute, INC.
Charlotte, NC·SEC-registered · CRD #133204
Wells Fargo Investment Institute, INC. is an SEC-registered investment advisory firm in Charlotte, NC managing $43B across 12k client accounts, with 143 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$43B
Client accounts
12k
Advisory staff
143
Fee model
Fee-based
How Wells Fargo Investment Institute, INC. is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Wells Fargo Investment Institute, INC.
How much does Wells Fargo Investment Institute, INC. manage?
Per its most recent SEC Form ADV filing (03/23/2026), Wells Fargo Investment Institute, INC. reports $43B in regulatory assets under management across roughly 12k client accounts.
How does Wells Fargo Investment Institute, INC. charge?
Wells Fargo Investment Institute, INC. is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Wells Fargo Investment Institute, INC. a fiduciary?
Yes. Wells Fargo Investment Institute, INC. is registered with the U.S. Securities and Exchange Commission (CRD #133204), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Wells Fargo Investment Institute, INC. taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Wells Fargo Investment Institute, INC. and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Charlotte, NC
Profile compiled from Wells Fargo Investment Institute, INC.'s public SEC Form ADV filing (CRD #133204, filed 03/23/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Wells Fargo Investment Institute, INC.. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Wells Fargo Investment Institute, INC.? Claim this profile.