Independent Advisor Alliance, LLC
Charlotte, NC·SEC-registered · CRD #168267
Independent Advisor Alliance, LLC is an SEC-registered investment advisory firm in Charlotte, NC managing $17B across 45k client accounts, with 247 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$17B
Client accounts
45k
Advisory staff
247
Fee model
Fee-based
How Independent Advisor Alliance, LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Independent Advisor Alliance, LLC
How much does Independent Advisor Alliance, LLC manage?
Per its most recent SEC Form ADV filing (06/29/2026), Independent Advisor Alliance, LLC reports $17B in regulatory assets under management across roughly 45k client accounts.
How does Independent Advisor Alliance, LLC charge?
Independent Advisor Alliance, LLC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Hourly, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Independent Advisor Alliance, LLC a fiduciary?
Yes. Independent Advisor Alliance, LLC is registered with the U.S. Securities and Exchange Commission (CRD #168267), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Independent Advisor Alliance, LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Independent Advisor Alliance, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Independent Advisor Alliance, LLC's public SEC Form ADV filing (CRD #168267, filed 06/29/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Independent Advisor Alliance, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Independent Advisor Alliance, LLC? Claim this profile.