Stephens Investment Management Group, LLC
Little Rock, AR·SEC-registered · CRD #136369
Stephens Investment Management Group, LLC is an SEC-registered investment advisory firm in Little Rock, AR managing $7.9B across 197 client accounts, with 7 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$7.9B
Client accounts
197
Advisory staff
7
Fee model
Fee-only
How Stephens Investment Management Group, LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Stephens Investment Management Group, LLC
How much does Stephens Investment Management Group, LLC manage?
Per its most recent SEC Form ADV filing (03/31/2026), Stephens Investment Management Group, LLC reports $7.9B in regulatory assets under management across roughly 197 client accounts.
How does Stephens Investment Management Group, LLC charge?
Stephens Investment Management Group, LLC is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Stephens Investment Management Group, LLC a fiduciary?
Yes. Stephens Investment Management Group, LLC is registered with the U.S. Securities and Exchange Commission (CRD #136369), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Stephens Investment Management Group, LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Stephens Investment Management Group, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Little Rock, AR
Profile compiled from Stephens Investment Management Group, LLC's public SEC Form ADV filing (CRD #136369, filed 03/31/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Stephens Investment Management Group, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Stephens Investment Management Group, LLC? Claim this profile.