Sowell Management
North Little Rock, AR·SEC-registered · CRD #127145
Sowell Management is an SEC-registered investment advisory firm in North Little Rock, AR managing $4.8B across 17k client accounts, with 94 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$4.8B
Client accounts
17k
Advisory staff
94
Fee model
Fee-based
How Sowell Management is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Sowell Management
How much does Sowell Management manage?
Per its most recent SEC Form ADV filing (06/29/2026), Sowell Management reports $4.8B in regulatory assets under management across roughly 17k client accounts.
How does Sowell Management charge?
Sowell Management is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Hourly, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Sowell Management a fiduciary?
Yes. Sowell Management is registered with the U.S. Securities and Exchange Commission (CRD #127145), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Sowell Management taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Sowell Management and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Sowell Management's public SEC Form ADV filing (CRD #127145, filed 06/29/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Sowell Management. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Sowell Management? Claim this profile.