Stacey Braun Associates INC
New York, NY·SEC-registered · CRD #105056
Stacey Braun Associates INC is an SEC-registered investment advisory firm in New York, NY managing $5.5B across 1.1k client accounts, with 9 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$5.5B
Client accounts
1.1k
Advisory staff
9
Fee model
Fee-based
How Stacey Braun Associates INC is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Stacey Braun Associates INC
How much does Stacey Braun Associates INC manage?
Per its most recent SEC Form ADV filing (03/19/2026), Stacey Braun Associates INC reports $5.5B in regulatory assets under management across roughly 1.1k client accounts.
How does Stacey Braun Associates INC charge?
Stacey Braun Associates INC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Hourly, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Stacey Braun Associates INC a fiduciary?
Yes. Stacey Braun Associates INC is registered with the U.S. Securities and Exchange Commission (CRD #105056), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Stacey Braun Associates INC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Stacey Braun Associates INC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Stacey Braun Associates INC's public SEC Form ADV filing (CRD #105056, filed 03/19/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Stacey Braun Associates INC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Stacey Braun Associates INC? Claim this profile.