Sound Point Luna LLC
New York, NY·SEC-registered · CRD #128132
Sound Point Luna LLC is an SEC-registered investment advisory firm in New York, NY managing $10B across 30 client accounts, with 35 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$10B
Client accounts
30
Advisory staff
35
Fee model
Fee-only
How Sound Point Luna LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Sound Point Luna LLC
How much does Sound Point Luna LLC manage?
Per its most recent SEC Form ADV filing (03/31/2026), Sound Point Luna LLC reports $10B in regulatory assets under management across roughly 30 client accounts.
How does Sound Point Luna LLC charge?
Sound Point Luna LLC is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Sound Point Luna LLC a fiduciary?
Yes. Sound Point Luna LLC is registered with the U.S. Securities and Exchange Commission (CRD #128132), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Sound Point Luna LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Sound Point Luna LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Sound Point Luna LLC's public SEC Form ADV filing (CRD #128132, filed 03/31/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Sound Point Luna LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Sound Point Luna LLC? Claim this profile.