Round Rock Advisors LLC
Wilton, CT·SEC-registered · CRD #286007
Round Rock Advisors LLC is an SEC-registered investment advisory firm in Wilton, CT managing $907M across 1.9k client accounts, with 12 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$907M
Client accounts
1.9k
Advisory staff
12
Fee model
Fee-based
How Round Rock Advisors LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Round Rock Advisors LLC
How much does Round Rock Advisors LLC manage?
Per its most recent SEC Form ADV filing (06/22/2026), Round Rock Advisors LLC reports $907M in regulatory assets under management across roughly 1.9k client accounts.
How does Round Rock Advisors LLC charge?
Round Rock Advisors LLC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Round Rock Advisors LLC a fiduciary?
Yes. Round Rock Advisors LLC is registered with the U.S. Securities and Exchange Commission (CRD #286007), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Round Rock Advisors LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Round Rock Advisors LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Wilton, CT
Profile compiled from Round Rock Advisors LLC's public SEC Form ADV filing (CRD #286007, filed 06/22/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Round Rock Advisors LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Round Rock Advisors LLC? Claim this profile.