Sovereign Financial Group, INC.
Stamford, CT·SEC-registered · CRD #294314
Sovereign Financial Group, INC. is an SEC-registered investment advisory firm in Stamford, CT managing $1.1B across 4.6k client accounts, with 23 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$1.1B
Client accounts
4.6k
Advisory staff
23
Fee model
Fee-based
How Sovereign Financial Group, INC. is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Sovereign Financial Group, INC.
How much does Sovereign Financial Group, INC. manage?
Per its most recent SEC Form ADV filing (06/05/2026), Sovereign Financial Group, INC. reports $1.1B in regulatory assets under management across roughly 4.6k client accounts.
How does Sovereign Financial Group, INC. charge?
Sovereign Financial Group, INC. is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Hourly, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Sovereign Financial Group, INC. a fiduciary?
Yes. Sovereign Financial Group, INC. is registered with the U.S. Securities and Exchange Commission (CRD #294314), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Sovereign Financial Group, INC. taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Sovereign Financial Group, INC. and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Stamford, CT
Profile compiled from Sovereign Financial Group, INC.'s public SEC Form ADV filing (CRD #294314, filed 06/05/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Sovereign Financial Group, INC.. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Sovereign Financial Group, INC.? Claim this profile.