Prospect Ridge
New York, NY·SEC-registered · CRD #299594
Prospect Ridge is an SEC-registered investment advisory firm in New York, NY managing $5.8B across 31 client accounts, with 44 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$5.8B
Client accounts
31
Advisory staff
44
Fee model
Fee-only
How Prospect Ridge is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Prospect Ridge
How much does Prospect Ridge manage?
Per its most recent SEC Form ADV filing (03/31/2026), Prospect Ridge reports $5.8B in regulatory assets under management across roughly 31 client accounts.
How does Prospect Ridge charge?
Prospect Ridge is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Prospect Ridge a fiduciary?
Yes. Prospect Ridge is registered with the U.S. Securities and Exchange Commission (CRD #299594), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Prospect Ridge taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Prospect Ridge and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Prospect Ridge's public SEC Form ADV filing (CRD #299594, filed 03/31/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Prospect Ridge. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Prospect Ridge? Claim this profile.