Northwestern Mutual Investment Management Company, LLC
Milwaukee, WI·SEC-registered · CRD #307865
Northwestern Mutual Investment Management Company, LLC is an SEC-registered investment advisory firm in Milwaukee, WI managing $323B across 32 client accounts, with 213 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$323B
Client accounts
32
Advisory staff
213
Fee model
Fee-only
How Northwestern Mutual Investment Management Company, LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Northwestern Mutual Investment Management Company, LLC
How much does Northwestern Mutual Investment Management Company, LLC manage?
Per its most recent SEC Form ADV filing (05/06/2026), Northwestern Mutual Investment Management Company, LLC reports $323B in regulatory assets under management across roughly 32 client accounts.
How does Northwestern Mutual Investment Management Company, LLC charge?
Northwestern Mutual Investment Management Company, LLC is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Northwestern Mutual Investment Management Company, LLC a fiduciary?
Yes. Northwestern Mutual Investment Management Company, LLC is registered with the U.S. Securities and Exchange Commission (CRD #307865), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Northwestern Mutual Investment Management Company, LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Northwestern Mutual Investment Management Company, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Northwestern Mutual Investment Management Company, LLC's public SEC Form ADV filing (CRD #307865, filed 05/06/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Northwestern Mutual Investment Management Company, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Northwestern Mutual Investment Management Company, LLC? Claim this profile.