Nomura Corporate Research and Asset Management INC
New York, NY·SEC-registered · CRD #110411
Nomura Corporate Research and Asset Management INC is an SEC-registered investment advisory firm in New York, NY managing $38B across 68 client accounts, with 25 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$38B
Client accounts
68
Advisory staff
25
Fee model
Fee-only
How Nomura Corporate Research and Asset Management INC is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Nomura Corporate Research and Asset Management INC
How much does Nomura Corporate Research and Asset Management INC manage?
Per its most recent SEC Form ADV filing (06/24/2026), Nomura Corporate Research and Asset Management INC reports $38B in regulatory assets under management across roughly 68 client accounts.
How does Nomura Corporate Research and Asset Management INC charge?
Nomura Corporate Research and Asset Management INC is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Nomura Corporate Research and Asset Management INC a fiduciary?
Yes. Nomura Corporate Research and Asset Management INC is registered with the U.S. Securities and Exchange Commission (CRD #110411), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Nomura Corporate Research and Asset Management INC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Nomura Corporate Research and Asset Management INC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Nomura Corporate Research and Asset Management INC's public SEC Form ADV filing (CRD #110411, filed 06/24/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Nomura Corporate Research and Asset Management INC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Nomura Corporate Research and Asset Management INC? Claim this profile.