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Neville, Rodie & Shaw INC

New York, NY·SEC-registered · CRD #104969

Neville, Rodie & Shaw INC is an SEC-registered investment advisory firm in New York, NY managing $2.0B across 823 client accounts, with 6 advisory staff.

Regulatory snapshot

Verify on SEC.gov

Regulatory AUM

$2.0B

Client accounts

823

Advisory staff

6

Fee model

Fee-based

How Neville, Rodie & Shaw INC is paid

Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.

% of assetsCommissionsFee-based

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Common questions about Neville, Rodie & Shaw INC

How much does Neville, Rodie & Shaw INC manage?

Per its most recent SEC Form ADV filing (01/07/2026), Neville, Rodie & Shaw INC reports $2.0B in regulatory assets under management across roughly 823 client accounts.

How does Neville, Rodie & Shaw INC charge?

Neville, Rodie & Shaw INC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.

Is Neville, Rodie & Shaw INC a fiduciary?

Yes. Neville, Rodie & Shaw INC is registered with the U.S. Securities and Exchange Commission (CRD #104969), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.

Is Neville, Rodie & Shaw INC taking new clients like me?

Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Neville, Rodie & Shaw INC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.

Other advisory firms in New York, NY

Profile compiled from Neville, Rodie & Shaw INC's public SEC Form ADV filing (CRD #104969, filed 01/07/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Neville, Rodie & Shaw INC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Neville, Rodie & Shaw INC? Claim this profile.