Mackay Shields LLC
New York, NY·SEC-registered · CRD #107717
Mackay Shields LLC is an SEC-registered investment advisory firm in New York, NY managing $160B across 366 client accounts, with 73 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$160B
Client accounts
366
Advisory staff
73
Fee model
Fee-only
How Mackay Shields LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Mackay Shields LLC
How much does Mackay Shields LLC manage?
Per its most recent SEC Form ADV filing (04/21/2026), Mackay Shields LLC reports $160B in regulatory assets under management across roughly 366 client accounts.
How does Mackay Shields LLC charge?
Mackay Shields LLC is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Mackay Shields LLC a fiduciary?
Yes. Mackay Shields LLC is registered with the U.S. Securities and Exchange Commission (CRD #107717), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Mackay Shields LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Mackay Shields LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Mackay Shields LLC's public SEC Form ADV filing (CRD #107717, filed 04/21/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Mackay Shields LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Mackay Shields LLC? Claim this profile.