Ladenburg Thalmann Asset Management INC
New York, NY·SEC-registered · CRD #108604
Ladenburg Thalmann Asset Management INC is an SEC-registered investment advisory firm in New York, NY managing $6.7B across 3.4k client accounts, with 14 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$6.7B
Client accounts
3.4k
Advisory staff
14
Fee model
Fee-only
How Ladenburg Thalmann Asset Management INC is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Ladenburg Thalmann Asset Management INC
How much does Ladenburg Thalmann Asset Management INC manage?
Per its most recent SEC Form ADV filing (05/29/2026), Ladenburg Thalmann Asset Management INC reports $6.7B in regulatory assets under management across roughly 3.4k client accounts.
How does Ladenburg Thalmann Asset Management INC charge?
Ladenburg Thalmann Asset Management INC is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Ladenburg Thalmann Asset Management INC a fiduciary?
Yes. Ladenburg Thalmann Asset Management INC is registered with the U.S. Securities and Exchange Commission (CRD #108604), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Ladenburg Thalmann Asset Management INC taking new clients like me?
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Profile compiled from Ladenburg Thalmann Asset Management INC's public SEC Form ADV filing (CRD #108604, filed 05/29/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Ladenburg Thalmann Asset Management INC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Ladenburg Thalmann Asset Management INC? Claim this profile.