Karpus Investment Management
Pittsford, NY·SEC-registered · CRD #110275
Karpus Investment Management is an SEC-registered investment advisory firm in Pittsford, NY managing $4.0B across 2.3k client accounts, with 19 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$4.0B
Client accounts
2.3k
Advisory staff
19
Fee model
Fee-only
How Karpus Investment Management is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
BEFORE YOU CALL KARPUS INVESTMENT MANAGEMENT
See how Karpus compares to your best-matched advisor
Answer a few questions and we'll match you with vetted fiduciary advisors screened for your goals, assets, and fees — then you can compare them side by side with Karpus Investment Management. Free, about 2 minutes, no obligation.
Client reviews
No reviews yet
Worked with Karpus Investment Management? Be the first to share your experience — every review is verified by a human before publishing.
Reviews are written by site users and human-moderated for authenticity; they are never provided or paid for by the firm. Star ratings reflect only published user reviews on AdvisoryReviews.
Common questions about Karpus Investment Management
How much does Karpus Investment Management manage?
Per its most recent SEC Form ADV filing (05/18/2026), Karpus Investment Management reports $4.0B in regulatory assets under management across roughly 2.3k client accounts.
How does Karpus Investment Management charge?
Karpus Investment Management is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Karpus Investment Management a fiduciary?
Yes. Karpus Investment Management is registered with the U.S. Securities and Exchange Commission (CRD #110275), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Karpus Investment Management taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Karpus Investment Management and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Pittsford, NY
Profile compiled from Karpus Investment Management's public SEC Form ADV filing (CRD #110275, filed 05/18/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Karpus Investment Management. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Karpus Investment Management? Claim this profile.