John G. Ullman & Associates, INC
Horseheads, NY·SEC-registered · CRD #105361
John G. Ullman & Associates, INC is an SEC-registered investment advisory firm in Horseheads, NY managing $1.5B across 2.9k client accounts, with 30 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$1.5B
Client accounts
2.9k
Advisory staff
30
Fee model
Fee-only
How John G. Ullman & Associates, INC is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about John G. Ullman & Associates, INC
How much does John G. Ullman & Associates, INC manage?
Per its most recent SEC Form ADV filing (03/30/2026), John G. Ullman & Associates, INC reports $1.5B in regulatory assets under management across roughly 2.9k client accounts.
How does John G. Ullman & Associates, INC charge?
John G. Ullman & Associates, INC is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is John G. Ullman & Associates, INC a fiduciary?
Yes. John G. Ullman & Associates, INC is registered with the U.S. Securities and Exchange Commission (CRD #105361), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is John G. Ullman & Associates, INC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks John G. Ullman & Associates, INC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Horseheads, NY
Profile compiled from John G. Ullman & Associates, INC's public SEC Form ADV filing (CRD #105361, filed 03/30/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of John G. Ullman & Associates, INC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with John G. Ullman & Associates, INC? Claim this profile.