Jefferies Finance LLC
New York, NY·SEC-registered · CRD #162264
Jefferies Finance LLC is an SEC-registered investment advisory firm in New York, NY managing $25B across 61 client accounts, with 51 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$25B
Client accounts
61
Advisory staff
51
Fee model
Fee-only
How Jefferies Finance LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Jefferies Finance LLC
How much does Jefferies Finance LLC manage?
Per its most recent SEC Form ADV filing (03/02/2026), Jefferies Finance LLC reports $25B in regulatory assets under management across roughly 61 client accounts.
How does Jefferies Finance LLC charge?
Jefferies Finance LLC is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Jefferies Finance LLC a fiduciary?
Yes. Jefferies Finance LLC is registered with the U.S. Securities and Exchange Commission (CRD #162264), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Jefferies Finance LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Jefferies Finance LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Jefferies Finance LLC's public SEC Form ADV filing (CRD #162264, filed 03/02/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Jefferies Finance LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Jefferies Finance LLC? Claim this profile.