Ethic
New York, NY·SEC-registered · CRD #282827
Ethic is an SEC-registered investment advisory firm in New York, NY managing $7.8B across 2.9k client accounts, with 10 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$7.8B
Client accounts
2.9k
Advisory staff
10
Fee model
Fee-only
How Ethic is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Ethic
How much does Ethic manage?
Per its most recent SEC Form ADV filing (03/31/2026), Ethic reports $7.8B in regulatory assets under management across roughly 2.9k client accounts.
How does Ethic charge?
Ethic is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Ethic a fiduciary?
Yes. Ethic is registered with the U.S. Securities and Exchange Commission (CRD #282827), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Ethic taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Ethic and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Ethic's public SEC Form ADV filing (CRD #282827, filed 03/31/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Ethic. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Ethic? Claim this profile.