Drake & Associates, LLC
Waukesha, WI·SEC-registered · CRD #154854
Drake & Associates, LLC is an SEC-registered investment advisory firm in Waukesha, WI managing $607M across 3.4k client accounts, with 14 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$607M
Client accounts
3.4k
Advisory staff
14
Fee model
Fee-only
How Drake & Associates, LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Drake & Associates, LLC
How much does Drake & Associates, LLC manage?
Per its most recent SEC Form ADV filing (06/05/2026), Drake & Associates, LLC reports $607M in regulatory assets under management across roughly 3.4k client accounts.
How does Drake & Associates, LLC charge?
Drake & Associates, LLC is a fee-only firm. Its disclosed compensation arrangements are: % of assets, Hourly. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Drake & Associates, LLC a fiduciary?
Yes. Drake & Associates, LLC is registered with the U.S. Securities and Exchange Commission (CRD #154854), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Drake & Associates, LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Drake & Associates, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Drake & Associates, LLC's public SEC Form ADV filing (CRD #154854, filed 06/05/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Drake & Associates, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Drake & Associates, LLC? Claim this profile.