Compound Planning, INC.
New York, NY·SEC-registered · CRD #171787
Compound Planning, INC. is an SEC-registered investment advisory firm in New York, NY managing $4.8B across 8.7k client accounts, with 76 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$4.8B
Client accounts
8.7k
Advisory staff
76
Fee model
Fee-based
How Compound Planning, INC. is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Compound Planning, INC.
How much does Compound Planning, INC. manage?
Per its most recent SEC Form ADV filing (03/26/2026), Compound Planning, INC. reports $4.8B in regulatory assets under management across roughly 8.7k client accounts.
How does Compound Planning, INC. charge?
Compound Planning, INC. is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Compound Planning, INC. a fiduciary?
Yes. Compound Planning, INC. is registered with the U.S. Securities and Exchange Commission (CRD #171787), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Compound Planning, INC. taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Compound Planning, INC. and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Compound Planning, INC.'s public SEC Form ADV filing (CRD #171787, filed 03/26/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Compound Planning, INC.. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Compound Planning, INC.? Claim this profile.