Capstone Investment Advisors, LLC
New York, NY·SEC-registered · CRD #155563
Capstone Investment Advisors, LLC is an SEC-registered investment advisory firm in New York, NY managing $92B across 31 client accounts, with 115 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$92B
Client accounts
31
Advisory staff
115
Fee model
Fee-based
How Capstone Investment Advisors, LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Capstone Investment Advisors, LLC
How much does Capstone Investment Advisors, LLC manage?
Per its most recent SEC Form ADV filing (04/23/2026), Capstone Investment Advisors, LLC reports $92B in regulatory assets under management across roughly 31 client accounts.
How does Capstone Investment Advisors, LLC charge?
Capstone Investment Advisors, LLC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Capstone Investment Advisors, LLC a fiduciary?
Yes. Capstone Investment Advisors, LLC is registered with the U.S. Securities and Exchange Commission (CRD #155563), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Capstone Investment Advisors, LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Capstone Investment Advisors, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Capstone Investment Advisors, LLC's public SEC Form ADV filing (CRD #155563, filed 04/23/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Capstone Investment Advisors, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Capstone Investment Advisors, LLC? Claim this profile.