Capricorn Investment Group LLC
New York, NY·SEC-registered · CRD #147417
Capricorn Investment Group LLC is an SEC-registered investment advisory firm in New York, NY managing $19B across 35 client accounts, with 16 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$19B
Client accounts
35
Advisory staff
16
Fee model
Fee-only
How Capricorn Investment Group LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Capricorn Investment Group LLC
How much does Capricorn Investment Group LLC manage?
Per its most recent SEC Form ADV filing (04/30/2026), Capricorn Investment Group LLC reports $19B in regulatory assets under management across roughly 35 client accounts.
How does Capricorn Investment Group LLC charge?
Capricorn Investment Group LLC is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Capricorn Investment Group LLC a fiduciary?
Yes. Capricorn Investment Group LLC is registered with the U.S. Securities and Exchange Commission (CRD #147417), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Capricorn Investment Group LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Capricorn Investment Group LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Capricorn Investment Group LLC's public SEC Form ADV filing (CRD #147417, filed 04/30/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Capricorn Investment Group LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Capricorn Investment Group LLC? Claim this profile.