Cannell & Spears LLC
New York, NY·SEC-registered · CRD #142633
Cannell & Spears LLC is an SEC-registered investment advisory firm in New York, NY managing $7.0B across 2.6k client accounts, with 17 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$7.0B
Client accounts
2.6k
Advisory staff
17
Fee model
Fee-based
How Cannell & Spears LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Cannell & Spears LLC
How much does Cannell & Spears LLC manage?
Per its most recent SEC Form ADV filing (03/30/2026), Cannell & Spears LLC reports $7.0B in regulatory assets under management across roughly 2.6k client accounts.
How does Cannell & Spears LLC charge?
Cannell & Spears LLC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Cannell & Spears LLC a fiduciary?
Yes. Cannell & Spears LLC is registered with the U.S. Securities and Exchange Commission (CRD #142633), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Cannell & Spears LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Cannell & Spears LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Cannell & Spears LLC's public SEC Form ADV filing (CRD #142633, filed 03/30/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Cannell & Spears LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Cannell & Spears LLC? Claim this profile.