Bregal Investments, INC.
New York, NY·SEC-registered · CRD #285006
Bregal Investments, INC. is an SEC-registered investment advisory firm in New York, NY managing $28B across 44 client accounts, with 62 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$28B
Client accounts
44
Advisory staff
62
Fee model
Fee-only
How Bregal Investments, INC. is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Bregal Investments, INC.
How much does Bregal Investments, INC. manage?
Per its most recent SEC Form ADV filing (03/30/2026), Bregal Investments, INC. reports $28B in regulatory assets under management across roughly 44 client accounts.
How does Bregal Investments, INC. charge?
Bregal Investments, INC. is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Bregal Investments, INC. a fiduciary?
Yes. Bregal Investments, INC. is registered with the U.S. Securities and Exchange Commission (CRD #285006), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Bregal Investments, INC. taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Bregal Investments, INC. and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in New York, NY
Profile compiled from Bregal Investments, INC.'s public SEC Form ADV filing (CRD #285006, filed 03/30/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Bregal Investments, INC.. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Bregal Investments, INC.? Claim this profile.