Ashton Thomas Securities, LLC
Rochester, NY·SEC-registered · CRD #16629
Ashton Thomas Securities, LLC is an SEC-registered investment advisory firm in Rochester, NY managing $1.9B across 2.6k client accounts, with 26 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$1.9B
Client accounts
2.6k
Advisory staff
26
Fee model
Fee-only
How Ashton Thomas Securities, LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Ashton Thomas Securities, LLC
How much does Ashton Thomas Securities, LLC manage?
Per its most recent SEC Form ADV filing (06/03/2026), Ashton Thomas Securities, LLC reports $1.9B in regulatory assets under management across roughly 2.6k client accounts.
How does Ashton Thomas Securities, LLC charge?
Ashton Thomas Securities, LLC is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Ashton Thomas Securities, LLC a fiduciary?
Yes. Ashton Thomas Securities, LLC is registered with the U.S. Securities and Exchange Commission (CRD #16629), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Ashton Thomas Securities, LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Ashton Thomas Securities, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Rochester, NY
Profile compiled from Ashton Thomas Securities, LLC's public SEC Form ADV filing (CRD #16629, filed 06/03/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Ashton Thomas Securities, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Ashton Thomas Securities, LLC? Claim this profile.