Apogem Capital LLC
New York, NY·SEC-registered · CRD #309234
Apogem Capital LLC is an SEC-registered investment advisory firm in New York, NY managing $44B across 161 client accounts, with 127 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$44B
Client accounts
161
Advisory staff
127
Fee model
Fee-based
How Apogem Capital LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Apogem Capital LLC
How much does Apogem Capital LLC manage?
Per its most recent SEC Form ADV filing (05/14/2026), Apogem Capital LLC reports $44B in regulatory assets under management across roughly 161 client accounts.
How does Apogem Capital LLC charge?
Apogem Capital LLC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Apogem Capital LLC a fiduciary?
Yes. Apogem Capital LLC is registered with the U.S. Securities and Exchange Commission (CRD #309234), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Apogem Capital LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Apogem Capital LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Apogem Capital LLC's public SEC Form ADV filing (CRD #309234, filed 05/14/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Apogem Capital LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Apogem Capital LLC? Claim this profile.