Aegis Capital Corp.
New York, NY·SEC-registered · CRD #15007
Aegis Capital Corp. is an SEC-registered investment advisory firm in New York, NY managing $1.8B across 7.1k client accounts, with 92 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$1.8B
Client accounts
7.1k
Advisory staff
92
Fee model
Fee-only
How Aegis Capital Corp. is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Aegis Capital Corp.
How much does Aegis Capital Corp. manage?
Per its most recent SEC Form ADV filing (02/26/2026), Aegis Capital Corp. reports $1.8B in regulatory assets under management across roughly 7.1k client accounts.
How does Aegis Capital Corp. charge?
Aegis Capital Corp. is a fee-only firm. Its disclosed compensation arrangements are: % of assets, Hourly. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Aegis Capital Corp. a fiduciary?
Yes. Aegis Capital Corp. is registered with the U.S. Securities and Exchange Commission (CRD #15007), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Aegis Capital Corp. taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Aegis Capital Corp. and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Aegis Capital Corp.'s public SEC Form ADV filing (CRD #15007, filed 02/26/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Aegis Capital Corp.. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Aegis Capital Corp.? Claim this profile.