Advent Capital Management, LLC
New York, NY·SEC-registered · CRD #113013
Advent Capital Management, LLC is an SEC-registered investment advisory firm in New York, NY managing $8.8B across 430 client accounts, with 23 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$8.8B
Client accounts
430
Advisory staff
23
Fee model
Fee-only
How Advent Capital Management, LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
BEFORE YOU CALL ADVENT CAPITAL MANAGEMENT, LLC
See how Advent compares to your best-matched advisor
Answer a few questions and we'll match you with vetted fiduciary advisors screened for your goals, assets, and fees — then you can compare them side by side with Advent Capital Management, LLC. Free, about 2 minutes, no obligation.
Client reviews
No reviews yet
Worked with Advent Capital Management, LLC? Be the first to share your experience — every review is verified by a human before publishing.
Reviews are written by site users and human-moderated for authenticity; they are never provided or paid for by the firm. Star ratings reflect only published user reviews on AdvisoryReviews.
Common questions about Advent Capital Management, LLC
How much does Advent Capital Management, LLC manage?
Per its most recent SEC Form ADV filing (03/30/2026), Advent Capital Management, LLC reports $8.8B in regulatory assets under management across roughly 430 client accounts.
How does Advent Capital Management, LLC charge?
Advent Capital Management, LLC is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Advent Capital Management, LLC a fiduciary?
Yes. Advent Capital Management, LLC is registered with the U.S. Securities and Exchange Commission (CRD #113013), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Advent Capital Management, LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Advent Capital Management, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in New York, NY
Profile compiled from Advent Capital Management, LLC's public SEC Form ADV filing (CRD #113013, filed 03/30/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Advent Capital Management, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Advent Capital Management, LLC? Claim this profile.