Waterton Investment Adviser, L.L.C.
Chicago, IL·SEC-registered · CRD #285602
Waterton Investment Adviser, L.L.C. is an SEC-registered investment advisory firm in Chicago, IL managing $4.3B across 17 client accounts, with 70 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$4.3B
Client accounts
17
Advisory staff
70
Fee model
Fee-based
How Waterton Investment Adviser, L.L.C. is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Waterton Investment Adviser, L.L.C.
How much does Waterton Investment Adviser, L.L.C. manage?
Per its most recent SEC Form ADV filing (06/03/2026), Waterton Investment Adviser, L.L.C. reports $4.3B in regulatory assets under management across roughly 17 client accounts.
How does Waterton Investment Adviser, L.L.C. charge?
Waterton Investment Adviser, L.L.C. is a fee-based firm. Its disclosed compensation arrangements are: Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Waterton Investment Adviser, L.L.C. a fiduciary?
Yes. Waterton Investment Adviser, L.L.C. is registered with the U.S. Securities and Exchange Commission (CRD #285602), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Waterton Investment Adviser, L.L.C. taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Waterton Investment Adviser, L.L.C. and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Chicago, IL
Profile compiled from Waterton Investment Adviser, L.L.C.'s public SEC Form ADV filing (CRD #285602, filed 06/03/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Waterton Investment Adviser, L.L.C.. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Waterton Investment Adviser, L.L.C.? Claim this profile.