Waddell & Associates, LLC
Memphis, TN·SEC-registered · CRD #283723
Waddell & Associates, LLC is an SEC-registered investment advisory firm in Memphis, TN managing $2.4B across 3.0k client accounts, with 9 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$2.4B
Client accounts
3.0k
Advisory staff
9
Fee model
Fee-based
How Waddell & Associates, LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
BEFORE YOU CALL WADDELL & ASSOCIATES, LLC
See how Waddell compares to your best-matched advisor
Answer a few questions and we'll match you with vetted fiduciary advisors screened for your goals, assets, and fees — then you can compare them side by side with Waddell & Associates, LLC. Free, about 2 minutes, no obligation.
Client reviews
No reviews yet
Worked with Waddell & Associates, LLC? Be the first to share your experience — every review is verified by a human before publishing.
Reviews are written by site users and human-moderated for authenticity; they are never provided or paid for by the firm. Star ratings reflect only published user reviews on AdvisoryReviews.
Common questions about Waddell & Associates, LLC
How much does Waddell & Associates, LLC manage?
Per its most recent SEC Form ADV filing (03/26/2026), Waddell & Associates, LLC reports $2.4B in regulatory assets under management across roughly 3.0k client accounts.
How does Waddell & Associates, LLC charge?
Waddell & Associates, LLC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Hourly, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Waddell & Associates, LLC a fiduciary?
Yes. Waddell & Associates, LLC is registered with the U.S. Securities and Exchange Commission (CRD #283723), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Waddell & Associates, LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Waddell & Associates, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Memphis, TN
Profile compiled from Waddell & Associates, LLC's public SEC Form ADV filing (CRD #283723, filed 03/26/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Waddell & Associates, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Waddell & Associates, LLC? Claim this profile.