W.A. Smith Financial Group
Sandusky, OH·SEC-registered · CRD #146608
W.A. Smith Financial Group is an SEC-registered investment advisory firm in Sandusky, OH managing $1.2B across 8.3k client accounts, with 13 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$1.2B
Client accounts
8.3k
Advisory staff
13
Fee model
Fee-based
How W.A. Smith Financial Group is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about W.A. Smith Financial Group
How much does W.A. Smith Financial Group manage?
Per its most recent SEC Form ADV filing (03/31/2026), W.A. Smith Financial Group reports $1.2B in regulatory assets under management across roughly 8.3k client accounts.
How does W.A. Smith Financial Group charge?
W.A. Smith Financial Group is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is W.A. Smith Financial Group a fiduciary?
Yes. W.A. Smith Financial Group is registered with the U.S. Securities and Exchange Commission (CRD #146608), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is W.A. Smith Financial Group taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks W.A. Smith Financial Group and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Sandusky, OH
Profile compiled from W.A. Smith Financial Group's public SEC Form ADV filing (CRD #146608, filed 03/31/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of W.A. Smith Financial Group. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with W.A. Smith Financial Group? Claim this profile.