Vivaldi Capital Management LP
Chicago, IL·SEC-registered · CRD #160150
Vivaldi Capital Management LP is an SEC-registered investment advisory firm in Chicago, IL managing $5.6B across 14k client accounts, with 27 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$5.6B
Client accounts
14k
Advisory staff
27
Fee model
Fee-based
How Vivaldi Capital Management LP is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
BEFORE YOU CALL VIVALDI CAPITAL MANAGEMENT LP
See how Vivaldi compares to your best-matched advisor
Answer a few questions and we'll match you with vetted fiduciary advisors screened for your goals, assets, and fees — then you can compare them side by side with Vivaldi Capital Management LP. Free, about 2 minutes, no obligation.
Client reviews
No reviews yet
Worked with Vivaldi Capital Management LP? Be the first to share your experience — every review is verified by a human before publishing.
Reviews are written by site users and human-moderated for authenticity; they are never provided or paid for by the firm. Star ratings reflect only published user reviews on AdvisoryReviews.
Common questions about Vivaldi Capital Management LP
How much does Vivaldi Capital Management LP manage?
Per its most recent SEC Form ADV filing (04/17/2026), Vivaldi Capital Management LP reports $5.6B in regulatory assets under management across roughly 14k client accounts.
How does Vivaldi Capital Management LP charge?
Vivaldi Capital Management LP is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Vivaldi Capital Management LP a fiduciary?
Yes. Vivaldi Capital Management LP is registered with the U.S. Securities and Exchange Commission (CRD #160150), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Vivaldi Capital Management LP taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Vivaldi Capital Management LP and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Chicago, IL
Profile compiled from Vivaldi Capital Management LP's public SEC Form ADV filing (CRD #160150, filed 04/17/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Vivaldi Capital Management LP. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Vivaldi Capital Management LP? Claim this profile.