Valley Wealth Strategies, LLC
Lodi, CA·SEC-registered · CRD #289737
Valley Wealth Strategies, LLC is an SEC-registered investment advisory firm in Lodi, CA managing $1.4B across 12k client accounts, with 26 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$1.4B
Client accounts
12k
Advisory staff
26
Fee model
Fee-based
How Valley Wealth Strategies, LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Valley Wealth Strategies, LLC
How much does Valley Wealth Strategies, LLC manage?
Per its most recent SEC Form ADV filing (06/01/2026), Valley Wealth Strategies, LLC reports $1.4B in regulatory assets under management across roughly 12k client accounts.
How does Valley Wealth Strategies, LLC charge?
Valley Wealth Strategies, LLC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Hourly, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Valley Wealth Strategies, LLC a fiduciary?
Yes. Valley Wealth Strategies, LLC is registered with the U.S. Securities and Exchange Commission (CRD #289737), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Valley Wealth Strategies, LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Valley Wealth Strategies, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Lodi, CA
Profile compiled from Valley Wealth Strategies, LLC's public SEC Form ADV filing (CRD #289737, filed 06/01/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Valley Wealth Strategies, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Valley Wealth Strategies, LLC? Claim this profile.