Trek Financial
Scottsdale, AZ·SEC-registered · CRD #109376
Trek Financial is an SEC-registered investment advisory firm in Scottsdale, AZ managing $2.8B across 11k client accounts, with 55 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$2.8B
Client accounts
11k
Advisory staff
55
Fee model
Fee-based
How Trek Financial is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Trek Financial
How much does Trek Financial manage?
Per its most recent SEC Form ADV filing (05/21/2026), Trek Financial reports $2.8B in regulatory assets under management across roughly 11k client accounts.
How does Trek Financial charge?
Trek Financial is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Hourly, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Trek Financial a fiduciary?
Yes. Trek Financial is registered with the U.S. Securities and Exchange Commission (CRD #109376), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Trek Financial taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Trek Financial and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Trek Financial's public SEC Form ADV filing (CRD #109376, filed 05/21/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Trek Financial. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Trek Financial? Claim this profile.