Sunbelt Securities
Houston, TX·SEC-registered · CRD #42180
Sunbelt Securities is an SEC-registered investment advisory firm in Houston, TX managing $2.6B across 6.2k client accounts, with 68 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$2.6B
Client accounts
6.2k
Advisory staff
68
Fee model
Fee-based
How Sunbelt Securities is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Sunbelt Securities
How much does Sunbelt Securities manage?
Per its most recent SEC Form ADV filing (06/16/2026), Sunbelt Securities reports $2.6B in regulatory assets under management across roughly 6.2k client accounts.
How does Sunbelt Securities charge?
Sunbelt Securities is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Sunbelt Securities a fiduciary?
Yes. Sunbelt Securities is registered with the U.S. Securities and Exchange Commission (CRD #42180), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Sunbelt Securities taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Sunbelt Securities and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Sunbelt Securities's public SEC Form ADV filing (CRD #42180, filed 06/16/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Sunbelt Securities. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Sunbelt Securities? Claim this profile.