Summit Financial, LLC
Parsippany, NJ·SEC-registered · CRD #299322
Summit Financial, LLC is an SEC-registered investment advisory firm in Parsippany, NJ managing $22B across 48k client accounts, with 216 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$22B
Client accounts
48k
Advisory staff
216
Fee model
Fee-based
How Summit Financial, LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Summit Financial, LLC
How much does Summit Financial, LLC manage?
Per its most recent SEC Form ADV filing (03/17/2026), Summit Financial, LLC reports $22B in regulatory assets under management across roughly 48k client accounts.
How does Summit Financial, LLC charge?
Summit Financial, LLC is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Summit Financial, LLC a fiduciary?
Yes. Summit Financial, LLC is registered with the U.S. Securities and Exchange Commission (CRD #299322), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Summit Financial, LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Summit Financial, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Parsippany, NJ
Profile compiled from Summit Financial, LLC's public SEC Form ADV filing (CRD #299322, filed 03/17/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Summit Financial, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Summit Financial, LLC? Claim this profile.