Stifel, Nicolaus & Company, Incorporated
St Louis, MO·SEC-registered · CRD #793
Stifel, Nicolaus & Company, Incorporated is an SEC-registered investment advisory firm in St Louis, MO managing $198B across 486k client accounts, with 3.1k advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$198B
Client accounts
486k
Advisory staff
3.1k
Fee model
Fee-based
How Stifel, Nicolaus & Company, Incorporated is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Stifel, Nicolaus & Company, Incorporated
How much does Stifel, Nicolaus & Company, Incorporated manage?
Per its most recent SEC Form ADV filing (06/30/2026), Stifel, Nicolaus & Company, Incorporated reports $198B in regulatory assets under management across roughly 486k client accounts.
How does Stifel, Nicolaus & Company, Incorporated charge?
Stifel, Nicolaus & Company, Incorporated is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Commissions, Performance-based. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Stifel, Nicolaus & Company, Incorporated a fiduciary?
Yes. Stifel, Nicolaus & Company, Incorporated is registered with the U.S. Securities and Exchange Commission (CRD #793), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Stifel, Nicolaus & Company, Incorporated taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Stifel, Nicolaus & Company, Incorporated and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in St Louis, MO
Profile compiled from Stifel, Nicolaus & Company, Incorporated's public SEC Form ADV filing (CRD #793, filed 06/30/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Stifel, Nicolaus & Company, Incorporated. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Stifel, Nicolaus & Company, Incorporated? Claim this profile.