St. Germain Investment Management
Springfield, MA·SEC-registered · CRD #155186
St. Germain Investment Management is an SEC-registered investment advisory firm in Springfield, MA managing $3.8B across 6.9k client accounts, with 30 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$3.8B
Client accounts
6.9k
Advisory staff
30
Fee model
Fee-only
How St. Germain Investment Management is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about St. Germain Investment Management
How much does St. Germain Investment Management manage?
Per its most recent SEC Form ADV filing (03/27/2026), St. Germain Investment Management reports $3.8B in regulatory assets under management across roughly 6.9k client accounts.
How does St. Germain Investment Management charge?
St. Germain Investment Management is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is St. Germain Investment Management a fiduciary?
Yes. St. Germain Investment Management is registered with the U.S. Securities and Exchange Commission (CRD #155186), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is St. Germain Investment Management taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks St. Germain Investment Management and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Springfield, MA
Profile compiled from St. Germain Investment Management's public SEC Form ADV filing (CRD #155186, filed 03/27/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of St. Germain Investment Management. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with St. Germain Investment Management? Claim this profile.