Shepherd Kaplan LLC
Boston, MA·SEC-registered · CRD #128244
Shepherd Kaplan LLC is an SEC-registered investment advisory firm in Boston, MA managing $10B across 2.7k client accounts, with 24 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$10B
Client accounts
2.7k
Advisory staff
24
Fee model
Fee-only
How Shepherd Kaplan LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Shepherd Kaplan LLC
How much does Shepherd Kaplan LLC manage?
Per its most recent SEC Form ADV filing (03/31/2026), Shepherd Kaplan LLC reports $10B in regulatory assets under management across roughly 2.7k client accounts.
How does Shepherd Kaplan LLC charge?
Shepherd Kaplan LLC is a fee-only firm. Its disclosed compensation arrangements are: not specified. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Shepherd Kaplan LLC a fiduciary?
Yes. Shepherd Kaplan LLC is registered with the U.S. Securities and Exchange Commission (CRD #128244), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Shepherd Kaplan LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Shepherd Kaplan LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Shepherd Kaplan LLC's public SEC Form ADV filing (CRD #128244, filed 03/31/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Shepherd Kaplan LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Shepherd Kaplan LLC? Claim this profile.