Saratoga Research & Investment Management
Saratoga, CA·SEC-registered · CRD #110506
Saratoga Research & Investment Management is an SEC-registered investment advisory firm in Saratoga, CA managing $2.5B across 2.8k client accounts, with 12 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$2.5B
Client accounts
2.8k
Advisory staff
12
Fee model
Fee-only
How Saratoga Research & Investment Management is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Saratoga Research & Investment Management
How much does Saratoga Research & Investment Management manage?
Per its most recent SEC Form ADV filing (04/06/2026), Saratoga Research & Investment Management reports $2.5B in regulatory assets under management across roughly 2.8k client accounts.
How does Saratoga Research & Investment Management charge?
Saratoga Research & Investment Management is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Saratoga Research & Investment Management a fiduciary?
Yes. Saratoga Research & Investment Management is registered with the U.S. Securities and Exchange Commission (CRD #110506), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Saratoga Research & Investment Management taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Saratoga Research & Investment Management and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Saratoga, CA
Profile compiled from Saratoga Research & Investment Management's public SEC Form ADV filing (CRD #110506, filed 04/06/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Saratoga Research & Investment Management. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Saratoga Research & Investment Management? Claim this profile.