Rbc Securities, INC.
Los Angeles, CA·SEC-registered · CRD #103705
Rbc Securities, INC. is an SEC-registered investment advisory firm in Los Angeles, CA managing $1.5B across 1.8k client accounts, with 124 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$1.5B
Client accounts
1.8k
Advisory staff
124
Fee model
Fee-only
How Rbc Securities, INC. is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Rbc Securities, INC.
How much does Rbc Securities, INC. manage?
Per its most recent SEC Form ADV filing (05/29/2026), Rbc Securities, INC. reports $1.5B in regulatory assets under management across roughly 1.8k client accounts.
How does Rbc Securities, INC. charge?
Rbc Securities, INC. is a fee-only firm. Its disclosed compensation arrangements are: % of assets. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Rbc Securities, INC. a fiduciary?
Yes. Rbc Securities, INC. is registered with the U.S. Securities and Exchange Commission (CRD #103705), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Rbc Securities, INC. taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Rbc Securities, INC. and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Los Angeles, CA
Profile compiled from Rbc Securities, INC.'s public SEC Form ADV filing (CRD #103705, filed 05/29/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Rbc Securities, INC.. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Rbc Securities, INC.? Claim this profile.