Providence Capital Advisors, LLC
Charlotte, NC·SEC-registered · CRD #174631
Providence Capital Advisors, LLC is an SEC-registered investment advisory firm in Charlotte, NC managing $1.1B across 2.8k client accounts, with 7 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$1.1B
Client accounts
2.8k
Advisory staff
7
Fee model
Fee-only
How Providence Capital Advisors, LLC is paid
Compensation arrangements disclosed on Form ADV. A fee-only firm earns fees only from clients — no product commissions.
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Common questions about Providence Capital Advisors, LLC
How much does Providence Capital Advisors, LLC manage?
Per its most recent SEC Form ADV filing (03/10/2026), Providence Capital Advisors, LLC reports $1.1B in regulatory assets under management across roughly 2.8k client accounts.
How does Providence Capital Advisors, LLC charge?
Providence Capital Advisors, LLC is a fee-only firm. Its disclosed compensation arrangements are: % of assets, Hourly. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Providence Capital Advisors, LLC a fiduciary?
Yes. Providence Capital Advisors, LLC is registered with the U.S. Securities and Exchange Commission (CRD #174631), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Providence Capital Advisors, LLC taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Providence Capital Advisors, LLC and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Charlotte, NC
Profile compiled from Providence Capital Advisors, LLC's public SEC Form ADV filing (CRD #174631, filed 03/10/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Providence Capital Advisors, LLC. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Providence Capital Advisors, LLC? Claim this profile.