Planmember Securities Corporation
Carpinteria, CA·SEC-registered · CRD #11869
Planmember Securities Corporation is an SEC-registered investment advisory firm in Carpinteria, CA managing $10B across 70k client accounts, with 425 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$10B
Client accounts
70k
Advisory staff
425
Fee model
Fee-based
How Planmember Securities Corporation is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
BEFORE YOU CALL PLANMEMBER SECURITIES CORPORATION
See how Planmember compares to your best-matched advisor
Answer a few questions and we'll match you with vetted fiduciary advisors screened for your goals, assets, and fees — then you can compare them side by side with Planmember Securities Corporation. Free, about 2 minutes, no obligation.
Client reviews
No reviews yet
Worked with Planmember Securities Corporation? Be the first to share your experience — every review is verified by a human before publishing.
Reviews are written by site users and human-moderated for authenticity; they are never provided or paid for by the firm. Star ratings reflect only published user reviews on AdvisoryReviews.
Common questions about Planmember Securities Corporation
How much does Planmember Securities Corporation manage?
Per its most recent SEC Form ADV filing (03/31/2026), Planmember Securities Corporation reports $10B in regulatory assets under management across roughly 70k client accounts.
How does Planmember Securities Corporation charge?
Planmember Securities Corporation is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Hourly, Commissions, Performance-based. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Planmember Securities Corporation a fiduciary?
Yes. Planmember Securities Corporation is registered with the U.S. Securities and Exchange Commission (CRD #11869), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Planmember Securities Corporation taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Planmember Securities Corporation and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
Other advisory firms in Carpinteria, CA
Profile compiled from Planmember Securities Corporation's public SEC Form ADV filing (CRD #11869, filed 03/31/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Planmember Securities Corporation. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Planmember Securities Corporation? Claim this profile.