Phillips Financial
Fort Wayne, IN·SEC-registered · CRD #131344
Phillips Financial is an SEC-registered investment advisory firm in Fort Wayne, IN managing $2.6B across 3.3k client accounts, with 14 advisory staff.
Regulatory snapshot
Verify on SEC.govRegulatory AUM
$2.6B
Client accounts
3.3k
Advisory staff
14
Fee model
Fee-based
How Phillips Financial is paid
Compensation arrangements disclosed on Form ADV. A fee-based firm may earn both client fees and product commissions; ask which applies to you.
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Common questions about Phillips Financial
How much does Phillips Financial manage?
Per its most recent SEC Form ADV filing (03/17/2026), Phillips Financial reports $2.6B in regulatory assets under management across roughly 3.3k client accounts.
How does Phillips Financial charge?
Phillips Financial is a fee-based firm. Its disclosed compensation arrangements are: % of assets, Hourly, Commissions, Performance-based. Exact fee schedules appear in the firm's Form ADV Part 2 brochure — confirm current fees directly with the firm.
Is Phillips Financial a fiduciary?
Yes. Phillips Financial is registered with the U.S. Securities and Exchange Commission (CRD #131344), and SEC-registered investment advisers owe a fiduciary duty to act in their clients' best interest. You can verify its registration and any disclosures on the SEC's public record.
Is Phillips Financial taking new clients like me?
Availability and account minimums vary and aren't in the public filing. The fastest way to find out is the free 2-minute match — it checks Phillips Financial and comparable advisors against your goals and assets, and only surfaces firms open to your situation.
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Profile compiled from Phillips Financial's public SEC Form ADV filing (CRD #131344, filed 03/17/2026). AdvisoryReviews is an independent comparison and matching service and is not affiliated with, endorsed by, or a partner of Phillips Financial. Listing does not imply any relationship. Figures are as reported to the SEC and may have changed; verify current details at adviserinfo.sec.gov. Are you with Phillips Financial? Claim this profile.